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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-30 |
| TX | RA | APPROVED_RES | 2024-08-27 |
Branch Locations
150 W University Dr, Floor 4, Tempe, AZ 85281 • United States
1111 Polaris Parkway, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Chandler | AZ | 02/2018 | 05/2019 |
| Wells Fargo Clearing Services, Llc | Chandler | AZ | 10/2018 | 05/2019 |
| Firstbank | Chandler | AZ | 12/2014 | 02/2018 |
| Jp Morgan Chase Bank, N.A. | Mesa | AZ | 05/2019 | 09/2020 |
| Jp Morgan Securities, Llc | Mesa | AZ | 05/2019 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gilbert | AZ | 02/2022 | 09/2022 |
| Grubhub | Chandler | AZ | 09/2020 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Chandler | AZ | 10/2022 | 05/2024 |
| Wells Fargo Bank, Na | Chandler | AZ | 10/2022 | 05/2024 |
| J.P. Morgan Chase Securities Llc | Tempe | AZ | 07/2024 | Present |
| J.P. Morgan Chase Bank N.A. | Tempe | AZ | 07/2024 | Present |
| Unemployed | Queen Creek | AZ | 06/2024 | 06/2024 |
Entity Name: FINRA Investment related: No "Address: FINRA support center 1700 K Street, NW Washington. DC 20006 (finra.org)" Nature of the other business: Legal and Regulatory Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: FINRA arbitration - dispute decision maker - hearing sides of case and study evidence and render final and binding decision.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-04 |
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