Nicholas James Joesten

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
• 05/2017 → 08/2017
  The Meltzer Group
  Bethesda, MD
• 08/2014 → 05/2018
  Catholic University
  N/A, NY
• 06/2018 → 08/2018
  Memoryblue
  Tysons Corner, VA
• 04/2022 → 11/2023
  Lincoln Financial Advisors Corporation
  Philadelphia, PA
• 11/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
• 12/2023 → Present
  Bank Of America N.A.
  Philadelphia, PA

Previous Registrations

• 2022-04-22 → 2023-11-29
  Osaic Fa, Inc.
  Radnor, PA
• 2019-12-05 → 2022-04-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2019-12-05

Other Names

• Nicholas J Joesten
• Nick Joesten