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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-19
NJ RA APPROVED 2019-04-08
  • TX RA
    APPROVED_RES
    Since 2021-08-19
  • NJ RA
    APPROVED
    Since 2019-04-08

Branch Locations

10 Madison Avenue 2Nd Floor, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Delaware Newark DE 09/2014 10/2018
Axa Advisors, Llc New York NY 11/2018 06/2020
Equitable Advisors, Llc New York NY 11/2018 Present
  • 09/2014 → 10/2018
    University Of Delaware
    Newark, DE
  • 11/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 11/2018 → Present
    New York, NY
Other Businesses

4/11/22 Realty Benefit Services 210 Lake Drive East, Suite 310 Cherry Hill, NJ 08002, Sales Associate, Sales of tax account program for which Realty Benefits Services collects the administration fee, 10 hrs/month, $500 annual comp; 03/2023, Dergalis Associates, LLC, Sales Associate, Sales of group and individual ancillary products, 210 Lake Drive East, Suite 310, Cherry Hill, NJ 08002, 10 hrs/month, $500 annual comp, Start Date: 03/02/2023; 4/11/22 Realty Benefit Services 210 Lake Drive East, Suite 310 Cherry Hill, NJ 08002, Sales Associate selling tax program, 10 hours per month. Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-14
  • S66 Uniform Combined State Law Examination
    2018-12-14
Other Names
  • Nicholas Piccone

View on SEC IAPD

Other Firms

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