Nelson A Cintron Rodriguez

Current Employers

Aton Financial Llc

1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2018-09-26

PR RA
APPROVED

Since 2018-09-26

Branch Locations

1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	San Juan	PR	08/2008	08/2018
Aton Financial Llc	San Juan	PR	09/2018	Present
Risk Management Services Llc	San Juan	PR	04/2014	Present

08/2008 → 08/2018

Massmutual

San Juan, PR
09/2018 → Present

Aton Financial Llc

San Juan, PR
04/2014 → Present

Risk Management Services Llc

San Juan, PR

Other Businesses

1) Risk Management Services LLC, investment related, San Juan, P.R., Insurance (life, LTC, disability, property & casualty), President, 04/2014, 120, 120, supervise all proposals, meet with clients, negotiate coverage with insurance companies.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-21

S65 Uniform Investment Adviser Law Examination

2019-01-21

Designations

Other Names

Nelson A Cintron
Nelson D Cintron Rodriguez

View on SEC IAPD