Aaron Monoogan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 01/2019
  University Of Hawaii At Manoa
  Honolulu, HI
• 06/2018 → 07/2018
  American Savings Bank
  Honolulu, HI
• 08/2018 → 11/2018
  American Savings Bank
  Honolulu, HI
• 04/2019 → Present
  Lpl Financial Llc
  Kahului, HI
• 04/2019 → Present
  Central Pacific Bank
  Kahului, HI

Other Businesses

1)7/3/19- Central Pacific Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)7/3/19- CENTRAL PACIFIC BANK- Financial Institution Duty / Associate Wealth Advisor, Client Service Associate/ Inv. Related- at reported business location(s)-4hrs/mth - 50% 3)8/4/2021 - Central Pacific Bank - DBA: CP Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/3/2021 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2020-01-10