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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2020-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Hawaii At Manoa | Honolulu | HI | 08/2014 | 01/2019 |
| American Savings Bank | Honolulu | HI | 06/2018 | 07/2018 |
| American Savings Bank | Honolulu | HI | 08/2018 | 11/2018 |
| Lpl Financial Llc | Kahului | HI | 04/2019 | Present |
| Central Pacific Bank | Kahului | HI | 04/2019 | Present |
1)7/3/19- Central Pacific Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)7/3/19- CENTRAL PACIFIC BANK- Financial Institution Duty / Associate Wealth Advisor, Client Service Associate/ Inv. Related- at reported business location(s)-4hrs/mth - 50% 3)8/4/2021 - Central Pacific Bank - DBA: CP Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/3/2021 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-10 |
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