Keith Edward Tatlock

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1996 → 12/2019
  U.S. Air Force Ang
  Westfield, MA
• 02/2016 → 02/2020
  Commonwealth Financial Network
  Waltham, MA
• 02/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-03-07 → 2020-02-18
  Commonwealth Financial Network
  Ludlow, MA
  Wilbraham, MA
  East Longmeadow, MA
  Ludlow, MA
  West Springfield, MA

Other Businesses

1) TATLOCK FINANCIAL AND INSURANCE, 200 N MAIN ST, STE 3, EAST LONGMEADOW, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.SOLE PROP, 04/15/05, NIR, 5/MO, 0/TRADING 2) LUDLOW COMMUNITY CENTER/RANDALL BOYS AND GIRLS CLUB, 91 CLAUDIA'S WAY, LUDLOWM MA, 10/2025, BOARD MEMBER OF NON-PUBLIC ENTITY, 10/MO- 4/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. 2/25/ 20 INV REL-20/WK-20/TRADING. 02/25/20 4) COMMAND WEALTH MANAGEMENT, INC. DBA COMMAND WEALTH MANAGEMENT, 200 North Main Street, Suite #1, East Longmeadow MA 01028, 05/2020, Treasurer, DBA Name, INV REL, 25 HR/MO, 10 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-09-20

Designations

• Certified Financial Planner

Other Names

• Keith Tatlock