Lukas Vincent Volpe

First Trust Advisors LP

Fort Lauderdale, FL

CRD 7011544

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-10
IL	RA	APPROVED	2019-06-22

FL RA
APPROVED

Since 2025-02-10
IL RA
APPROVED

Since 2019-06-22

Branch Locations

Fort Lauderdale, FL • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida Gulf Coast University	Fort Myers	FL	08/2014	05/2018
The Club At Barefoot	Bonita Springs	FL	09/2016	03/2018
First Trust Portfolios L.P.	Wheaton	IL	08/2018	Present
First Trust Advisors Lp	Wheaton	IL	08/2018	Present

08/2014 → 05/2018

Florida Gulf Coast University

Fort Myers, FL
09/2016 → 03/2018

The Club At Barefoot

Bonita Springs, FL
08/2018 → Present

First Trust Portfolios L.P.

Wheaton, IL
08/2018 → Present

First Trust Advisors Lp

Wheaton, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-22
S63	Uniform Securities Agent State Law Examination	2019-06-03

S65 Uniform Investment Adviser Law Examination

2019-06-22
S63 Uniform Securities Agent State Law Examination

2019-06-03

View on SEC IAPD

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