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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-20
  • TX RA
    APPROVED
    Since 2023-06-20

Branch Locations

2100 Ross Ave, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Southlake TX 09/2018 11/2020
Walmart Statesboro GA 03/2018 08/2018
Georgia Southern University Statesboro GA 08/2015 07/2018
Franklin Chevrolet Statesboro GA 09/2014 09/2016
Jpmorgan Chase Bank, N.A. Plano TX 11/2020 02/2022
J.P. Morgan Securities Llc Plano TX 11/2020 02/2022
Td Ameritrade Investment Management, Llc Southlake TX 10/2019 11/2020
Walmart Statesboro GA 06/2017 08/2017
Citigroup Irving TX 02/2022 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 05/2023 Present
Bank Of America, N.A. Dallas TX 06/2023 Present
  • 09/2018 → 11/2020
    Td Ameritrade, Inc
    Southlake, TX
  • 03/2018 → 08/2018
    Walmart
    Statesboro, GA
  • 08/2015 → 07/2018
    Georgia Southern University
    Statesboro, GA
  • 09/2014 → 09/2016
    Franklin Chevrolet
    Statesboro, GA
  • 11/2020 → 02/2022
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 11/2020 → 02/2022
    Plano, TX
  • 10/2019 → 11/2020
    Td Ameritrade Investment Management, Llc
    Southlake, TX
  • 06/2017 → 08/2017
    Walmart
    Statesboro, GA
  • 02/2022 → 04/2023
    Citigroup
    Irving, TX
  • 05/2023 → Present
    Dallas, TX
  • 06/2023 → Present
    Bank Of America, N.A.
    Dallas, TX
Previous Registrations
  • 2022-04-14 → 2023-05-01
    Irving, TX
    Irving, TX
  • 2020-12-21 → 2022-02-16
    Plano, TX
    San Antonio, TX
  • 2019-10-15 → 2020-12-01
    Td Ameritrade, Inc.
    Westlake, TX
  • 2019-10-15 → 2020-12-01
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-14
S63 Uniform Securities Agent State Law Examination 2018-11-19
  • S66 Uniform Combined State Law Examination
    2019-10-14
  • S63 Uniform Securities Agent State Law Examination
    2018-11-19
Other Names
  • Estevan David Escarsega
  • Estevan D Escarsega

View on SEC IAPD

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