Glenn Michael Swafford

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 11/2023
  Edward Jones
  St Louis, MO
• 02/2011 → 11/2016
  G&K Services
  Justice, IL
• 11/2016 → 01/2019
  Paychex
  Little Rock, AR
• 11/2023 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2019-03-19 → 2023-11-29
  Edward Jones
  Maumelle, AR
  St Louis, MO
  Little Rock, AR
  Little Rock, AR
  Little Rock, AR

Other Businesses

1. GREATER ANNA CHAMBER OF COMERCE; 709 N POWELL PKWY, APT C, ANNA, TX 75409; BOARD OF DIRECTORS; START 2/18/2025; APPROX 4 HOURS/MONTH. 2. DOORDASH; 303 2ND ST, SOUTH TOWER, 8TH FLOOR, SAN FRANCISCO, CA 94107; DELIVERY DRIVER; START 7/21/2025; APPROX 15 HOURS/MONTH. 3. PGE FINANCIAL LLC; 1305 BIRDSONG TRL, ANNA, TX 75409; OWNER; START 8/8/2025; 0 HOURS. 4. ADMINISTRATOR OF FATHER'S ESTATE. 5. VARIOUS OUTSIDE INSURANCE APPOINTMENTS.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-16

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Mike Swafford