Best Investors Account Sign in

Daniel Edmund Mclaughlin

Ubs Financial Services Inc.

Charlestown, MA

Boston, MA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-22
CT RA APPROVED 2022-01-21
  • TX RA
    APPROVED_RES
    Since 2024-07-22
  • CT RA
    APPROVED
    Since 2022-01-21

Branch Locations

Charlestown, MA • United States

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Fund Distributors, Inc. Boston MA 08/2018 10/2021
State Street Corporation Boston MA 01/2016 03/2018
Northeastern University Boston MA 09/2014 05/2018
Unemployed Andover MA 06/2018 08/2018
Ubs Financial Services Inc Boston MA 12/2021 Present
  • 08/2018 → 10/2021
    Mfs Fund Distributors, Inc.
    Boston, MA
  • 01/2016 → 03/2018
    State Street Corporation
    Boston, MA
  • 09/2014 → 05/2018
    Northeastern University
    Boston, MA
  • 06/2018 → 08/2018
    Unemployed
    Andover, MA
  • 12/2021 → Present
    Ubs Financial Services Inc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-21
S63 Uniform Securities Agent State Law Examination 2018-08-09
  • S66 Uniform Combined State Law Examination
    2022-01-21
  • S63 Uniform Securities Agent State Law Examination
    2018-08-09

View on SEC IAPD

Other Firms

WOOD WEALTH GROUP, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LONG RIVER CAPITAL MANAGEMENT II LLC
ASSETGRADE, LLC
WAINWRIGHT INVESTMENT COUNSEL LLC
ARCHERMAN CAPITAL MANAGEMENT LLC
EAST BRIDGE CAPITAL MANAGEMENT LP
OPALEYE MANAGEMENT INC.

Other Investors

PAUL RUSSELL ADAMS
JEFFREY P SPENCER
GEOFFREY MISHKIN
Kevin Andrew Harrison
CHRISTOPHER JOSEPH WOOD
JAMES HERBERT SWALLOW
PATRICK R COTE
MATTHEW KIRK SENEY

Other Offices

WOOD WEALTH GROUP, LLC · CHARLESTOWN, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Charlestown, MA
LONG RIVER CAPITAL MANAGEMENT II LLC · BOSTON, MA
ASSETGRADE, LLC · BOSTON, MA
WAINWRIGHT INVESTMENT COUNSEL LLC · BOSTON, MA
ARCHERMAN CAPITAL MANAGEMENT LLC · BOSTON, MA
EAST BRIDGE CAPITAL MANAGEMENT LP · BOSTON, MA
OPALEYE MANAGEMENT INC. · BOSTON, MA

More in Charlestown, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor