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One Boston Place 29Th Floor, Boston, MA 02108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-22 |
| NJ | RA | APPROVED | 2019-06-04 |
| MA | RA | APPROVED | 2013-03-04 |
Branch Locations
One Boston Place 29Th Floor, Boston, MA 02108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfs, Llc | Boston | MA | 04/2002 | Present |
| Wainwright Investment Counsel, Llc | Boston | MA | 07/2013 | Present |
| Wainwright Investment Counsel, Llc | Boston | MA | 11/2016 | Present |
MR. SENEY IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER. HE IS REGISTERED WITH WFS, LLC WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. THE MAJORITY OF HIS WORKING HOURS ARE SPENT ON WAINWRIGHT BUSINESS. MR. SENEY SERVES AS TRUSTEE FOR A TRUST WHICH IS A CLIENT OF WAINWRIGHT AND WHICH STEMS FROM A LONGSTANDING PERSONAL RELATIONSHIP THAT MR. SENEY HAS WITH THE CLIENT AND FOR WHICH HE RECEIVES NO COMPENSATION IN HIS CAPACITY AS A TRUSTEE. MR. SENEY IS A SEASONAL SKI INSTRUCTOR FOR WHICH HE RECEIVES NOMINAL COMPENSATION AS WELL AS DISCOUNTED SEASON SKI PASSES AND PROGRAM MEMBERSHIP FOR HIS FAMILY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-07 |
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