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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-03 |
| NY | RA | APPROVED | 2022-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | New York | NY | 12/2017 | 12/2022 |
| Mml Investors Services, Llc | New York | NY | 09/2018 | 12/2022 |
| Wholefoods | New York | NY | 09/2016 | 01/2017 |
| Hudson And Charles | New York | NY | 01/2017 | 01/2018 |
| Morgan Stanley | New York | NY | 12/2022 | Present |
*534793 - MassMutual; Investment related: No; Springfield, Massachusetts; Insurance; Previous Agent/Financial Advisor (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 1; Previously Employed as Agent/Contractor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-04 |
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