Audrey Ellen Johnson

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Massmutual
  Houston, TX
• 09/2018 → Present
  Mml Investors Services
  Houston, TX

Other Businesses

(1)Name: Audrey Anderson Inv rel: N Add: At Residential Address Nature: Real Estate Position: Design Consultant Start date: 06/10/2019 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2)Name: Winnow Financial Inv rel: Y Add: 8 Greenway Plaza Suite 1005 Houston TX 77046 Nature: Other; All MassMutual Business Position: Owner Start date: 12/15/2021 No. HR/MO: 40 No. HR/MO during sec trading: 30 Describe duties: Will only be doing MassMutual business through the DBA through all the same regulations and requirements as before. (3)Name: Audrey Johnson Inv rel: Y Add: 8 Greenway Plaza Suite 1005 Houston TX 77046 Nature: Outside Insurance Sales; Disability, Accident Plans, and Health Position: Group Insurance Sales Start date: 03/01/2023 No. HR/MO: 4 No. HR/MO during sec trading: 3 (4)Name: Audrey Anderson Inv rel: Y Add: 4900 Woodway Dr., Ste 675, Houston, TX 77056 Nature: Networking Business Position: CFO Start date: 08/18/2025 No. HR/MO: 10 No. HR/MO during sec trading: 2 Describe Duties: Maintain books, track revenue, suggest pricing for events and participate in company meetings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-09-18
• S63 Uniform Securities Agent State Law Examination
  2019-11-19

Designations

• Certified Financial Planner

Other Names

• Audrey Anderson
• Audrey Ellen Anderson