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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-16 |
Branch Locations
1395 Brickell Avenue Suite 800, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor, Inc. | Miami | FL | 04/2011 | Present |
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) MEB 2024 LLC. Sole Member. Passive income. 2385 NW Executive Center Drive Ste 100 Boca Raton, FL 33431. 0 hrs per month, 0 hrs during trading. Not investment related. Effective 05/01/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-27 |
| S66 | Uniform Combined State Law Examination | 2005-09-19 |
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