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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-12-03
  • KS RA
    APPROVED
    Since 2025-12-03

Branch Locations

13550 W 95Th St, Lenexa, KS 66227 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Wealth Management, Llc Lenexa KS 05/2024 Present
The Barstow School Kansas City MO 06/2016 06/2017
Prime Capital Investment Advisors Overland Park KS 06/2018 01/2021
Conway Investment Research St. Louis MO 01/2021 06/2022
Commerce Trust Company Kansas City MO 06/2022 05/2024
Um - Kansas City Kansas City MO 06/2017 12/2017
N/A Lees Summit MO 12/2017 06/2018
  • 05/2024 → Present
    Lenexa, KS
  • 06/2016 → 06/2017
    The Barstow School
    Kansas City, MO
  • 06/2018 → 01/2021
    Prime Capital Investment Advisors
    Overland Park, KS
  • 01/2021 → 06/2022
    Conway Investment Research
    St. Louis, MO
  • 06/2022 → 05/2024
    Commerce Trust Company
    Kansas City, MO
  • 06/2017 → 12/2017
    Um - Kansas City
    Kansas City, MO
  • 12/2017 → 06/2018
    N/A
    Lees Summit, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-20
  • S65 Uniform Investment Adviser Law Examination
    2025-11-20

View on SEC IAPD

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