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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-10 |
| MN | RA | APPROVED | 2021-11-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sioux Falls | SD | 09/2018 | 06/2021 |
| Ccc Information Services | Sioux Falls | SD | 06/2014 | 08/2018 |
| Ubs Financial Services Inc | Sioux Falls | SD | 06/2021 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edina | MN | 09/2021 | Present |
| Midcontinent Communications | Sioux Falls | SD | 08/2018 | 09/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-09 |
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