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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-25 |
Branch Locations
8383 Preston Center Plaza Suite 400, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Dallas | TX | 09/2018 | 07/2019 |
| Maridoe Golf Club | Carrollton | TX | 06/2018 | Present |
| Starmount Forest Country Club | Greensboro | NC | 02/2017 | 06/2018 |
| Morgan Stanley Smith Barney Llc | Dallas | TX | 08/2019 | 11/2019 |
| Elon University | Elon | NC | 08/2013 | 06/2018 |
| Morgan Stanley Smith Barney Llc | Dallas | TX | 11/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2019 | Present |
*384842 - Maridoe Golf Club; Investment related No; Caddie; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; Carry golf clubs for golfers
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
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