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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-04
CA RA APPROVED 2020-01-02
  • TX RA
    APPROVED_RES
    Since 2022-08-04
  • CA RA
    APPROVED
    Since 2020-01-02

Branch Locations

Laconia, NH • United States

49 Discovery, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pine Point Advisors Llc Laconia NH 12/2016 10/2019
Bryant University Smithfield RI 08/2015 11/2016
Thrivent Investment Management Inc Irvine CA 11/2019 Present
Thrivent Financial Appleton WI 11/2019 03/2020
Thrivent Financial Appleton WI 03/2020 Present
  • 12/2016 → 10/2019
    Pine Point Advisors Llc
    Laconia, NH
  • 08/2015 → 11/2016
    Bryant University
    Smithfield, RI
  • 11/2019 → Present
    Irvine, CA
  • 11/2019 → 03/2020
    Thrivent Financial
    Appleton, WI
  • 03/2020 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2019-01-28 → 2019-10-14
    Pinepoint Financial
    Laconia, NH
Other Businesses

DAVID W PARKER (PERSONAL) POSITION: Owner NATURE: 2nd Home Rental via VRBO/AirBnb INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 148 Hillcroft Road, Laconia NH 03246, United States DESCRIPTION: We rent our 2nd home in New Hampshire via AirBnb and VRBO

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-12-30
S65 Uniform Investment Adviser Law Examination 2018-08-24
  • S63 Uniform Securities Agent State Law Examination
    2019-12-30
  • S65 Uniform Investment Adviser Law Examination
    2018-08-24

View on SEC IAPD

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