Bryce Roy

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 01/2020
  Td Ameritrade Investment Management
  Southlake, TX
• 09/2016 → 08/2018
  Enterprise Holdings
  Burleson, TX
• 04/2016 → 09/2016
  Pirates Cove
  Burleson, TX
• 01/2020 → 07/2021
  Jpmorgan Chase Bank, N.A.
  Plano, TX
• 01/2020 → 07/2021
  J.P. Morgan Securities Llc
  Plano, TX
• 09/2018 → 12/2019
  Investor Services
  Southlake, TX
• 01/2017 → 08/2018
  Texas A & M University
  College Station, TX
• 07/2021 → 07/2024
  Charles Schwab & Co., Inc.
  Westlake, TX
• 07/2021 → 07/2024
  Charles Schwab Bank, Ssb
  Westlake, TX
• 09/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2021-08-06 → 2024-07-26
  Charles Schwab & Co., Inc.
  Westlake, TX
  Dallas, TX
  Westlake, TX
• 2020-02-12 → 2021-07-22
  J.P. Morgan Securities Llc
  Plano, TX
  San Antonio, TX
  Plano, TX
• 2019-10-02 → 2020-01-08
  Td Ameritrade, Inc.
  Westlake, TX
• 2019-10-02 → 2020-01-08
  Td Ameritrade Investment Management, Llc
  Southlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2019-10-01
• S63 Uniform Securities Agent State Law Examination
  2018-11-20

Other Names

• Bryce Conner Roy