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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | St. Louis | MO | 09/1998 | 10/2018 |
| Benjamin An Co. P.C. | St. Louis | MO | 01/1999 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/1999 | 10/2018 |
| Lpl Financial, Llc | St Louis | MO | 10/2018 | Present |
1. 10/29/2019 - An Financial Service - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/1999 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 100%. 2. 10/29/2019 - Benjamin An & Co PC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 1993 - 70 Hours Per Month/3 Hours During Securities Trading - Time Spent 30% - Prepare financial statements and tax returns businesses. Prepare annual income tax income tax returns for individuals/families. 3. 10/29/2019 - No Business Name - Investment Related - 950 Rue De La Banque , # 312, St Louis MO 63141 - Real Estate Rental - Owner - Started 01/01/2012. 4. 2/5/2019 - CT Solution - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/02/2018 - 1 Hour Per Month During Securities Trading - Send them health ins. Referrals.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-05 |
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