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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-02
GA RA APPROVED 2019-04-02
  • TX RA
    APPROVED
    Since 2020-01-02
  • GA RA
    APPROVED
    Since 2019-04-02

Branch Locations

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2018 Present
Philips Electronics Australia Limited North Ryde 04/2013 08/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2019 Present
Other Businesses

1. VAN GELDER FINANCIAL, ATLANTA, GA, 06/2019. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NIR-5/YR-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. REAL ESTATE LANDLORD,1759 STEPHANIE TRAIL NE, ATLANTA GA, 06/15/21, NIR, 2 HR/MO- 0/TRADING HR. 4. AUSUS LLC, Milton GA, 06/2023, Agent, Real Estate, NIR, 5 HR/MO, 0 Trading 5. WORK OPTIONAL RETIREMENT, 13155 New Providence Rd, Alpharetta GA 30004, United States, 02/01/2025, Founder, Youtube, NIR, 10 HR/MO- 1/TRADING HR. 6. ALPHARETTA ROTARY CLUB, 201 Wills Rd, Alpharetta GA 30009, 07/2025, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO, 1 HR/MO TRADING. 7. FUTURES CHURCH BOARD OF DIRECTORS, 12150 Morris Rd, Alpharetta GA 30009, United States, 07/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-18
  • S66 Uniform Combined State Law Examination
    2019-03-18

View on SEC IAPD

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