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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-27 |
| IN | RA | APPROVED | 2022-04-19 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed-Stay At Home Parent | Battle Creek | MI | 04/2005 | 08/2018 |
| Jjb Hilliard Wl Lyonsllc | Battle Creek | MI | 08/2018 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Battle Creek | MI | 10/2019 | 01/2022 |
| Morgan Stanley Smith Barney Llc | Indianapolis | IN | 02/2022 | Present |
*493310 - Estate ; Investment related - Yes; Battle Creek, Michigan; 09/2013; During business hours: 0; After business hours: 5; *485577 : Trust ; Investment related : Yes ; Carmel ; Indiana ; Trust ; Trustee/Co-Trustee; 8/2013 ; During business hours : 0 ; After business hours : 5 ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-19 |
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