Christy Helmer Dryden

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-01-22
TX	RA	APPROVED	2024-01-22

GA RA
APPROVED

Since 2024-01-22
TX RA
APPROVED

Since 2024-01-22

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Servces Inc.	Atlanta	GA	09/2018	08/2023
5 Seasons	Atlanta	GA	02/2006	09/2018
Rbc Capital Markets, Llc	Atlanta	GA	08/2023	Present

09/2018 → 08/2023

Ubs Financial Servces Inc.

Atlanta, GA
02/2006 → 09/2018

5 Seasons

Atlanta, GA
08/2023 → Present

Rbc Capital Markets, Llc

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-18

S66 Uniform Combined State Law Examination

2024-01-18

Other Names

Christy Nichole Helmer

View on SEC IAPD

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