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Michael Paddington Norris

Ubs Financial Services Inc.

Harvey Cedars, NJ

New York, NY

Oradell, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-11-20
TX RA APPROVED_RES 2020-10-29
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-11-20
  • TX RA
    APPROVED_RES
    Since 2020-10-29

Branch Locations

Harvey Cedars, NJ • United States

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Oradell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 02/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-18
S63 Uniform Securities Agent State Law Examination 2005-05-05
  • S65 Uniform Investment Adviser Law Examination
    2005-07-18
  • S63 Uniform Securities Agent State Law Examination
    2005-05-05

View on SEC IAPD

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