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Matthew Nicklaus Baker

M1 Advisory

Chicago, IL

Chicago, IL

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Current Employers
M1 Advisory

200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-02
  • IL RA
    APPROVED
    Since 2024-06-02

Branch Locations

200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M1 Finance Llc Chicago IL 08/2018 08/2021
M1 Finance Llc Chicago IL 05/2018 07/2018
University Of Tennessee Knoxville TN 08/2016 05/2018
University Of Tennessee Knoxville TN 08/2015 08/2016
University Of Tennessee Knoxville TN 08/2014 05/2018
M1 Finance Chicago IL 08/2021 Present
  • 08/2018 → 08/2021
    M1 Finance Llc
    Chicago, IL
  • 05/2018 → 07/2018
    M1 Finance Llc
    Chicago, IL
  • 08/2016 → 05/2018
    University Of Tennessee
    Knoxville, TN
  • 08/2015 → 08/2016
    University Of Tennessee
    Knoxville, TN
  • 08/2014 → 05/2018
    University Of Tennessee
    Knoxville, TN
  • 08/2021 → Present
    M1 Finance
    Chicago, IL
Previous Registrations
  • 2021-03-18 → 2023-12-31
    M1 Advisory
    Chicago, IL
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-27
  • S66 Uniform Combined State Law Examination
    2019-04-27

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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CARLYLE KELLY MADDEN
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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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