Leah Woods

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → Present
  City National Securities, Inc.
  New York, NY
• 08/2014 → 02/2017
  Atb Securities Inc.
  Calgary
• 02/2017 → 01/2018
  Sabbatical
  New York, NY

Other Businesses

I co-own 400 Stuyvesant LLC with my husband. It is not investment-related. The address is 400 Stuyvesant Avenue, Brooklyn, NY 11233. The business is a rental property. The business start date was September 2018. I devote 4 hours per month to the business, none of which are during trading hours. My responsibilities include cleaning the hallway and tracking expenses.

Exams

• S66 Uniform Combined State Law Examination
  2021-09-02