Joseph Michael Mchugh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-11-11

IL RA
APPROVED

Since 2019-11-11

Branch Locations

Grayslake, IL • United States

630 Schneider Dr., South Elgin, IL 60177 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mchugh & Riley Limited	Grayslake	IL	01/2017	Present
Accenture, Llp	Chicago	IL	07/1997	12/2016
Fsc Securities	West Chicago	IL	09/2018	11/2019
Lpl Financial	South Elgin	IL	11/2019	Present

01/2017 → Present

Mchugh & Riley Limited

Grayslake, IL
07/1997 → 12/2016

Accenture, Llp

Chicago, IL
09/2018 → 11/2019

Fsc Securities

West Chicago, IL
11/2019 → Present

Lpl Financial

South Elgin, IL

Previous Registrations

2019-08-05 → 2019-11-14

Fsc Securities Corporation

Chicago, IL

West Chicago, IL

Grayslake, IL

Other Businesses

1) 11/2019 - Tax Prep/Accounting/CPA - McHugh & Riley Limited - 30% - INVESTMENT RELATED - GRAYSAKE, IL 60030 2) 10/03/2023 - Riley & McHugh Properties, LLC - Real Estate Rental - Condo at Great Wolf Lodge - Investment Related - Grayslake, IL - Start Date 01/24/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-30

S66 Uniform Combined State Law Examination

2019-07-30

Other Names

Joseph Michael Mchugh

View on SEC IAPD