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Aaron Jeffrey Wolk

Raymond James & Associates, Inc.

Rochester, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-09
NY RA APPROVED 2022-05-03
  • TX RA
    APPROVED
    Since 2023-10-09
  • NY RA
    APPROVED
    Since 2022-05-03

Branch Locations

100 Meridian Centre Suite 315, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manning & Napier Advisors, Llc Fairport NY 07/2015 09/2017
Manning & Napier Advisors, Llc Fairport NY 09/2017 12/2018
Benefit Street Partners Rochester NY 02/2020 02/2022
Franklin Templeton Financial Services Corp. San Mateo CA 10/2020 02/2022
Broadstone Real Estate Rochester NY 12/2018 02/2020
Legg Mason Investor Services, Llc Rochester NY 07/2021 02/2022
Raymond James & Associates, Inc. Rochester NY 04/2022 Present
  • 07/2015 → 09/2017
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 09/2017 → 12/2018
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 02/2020 → 02/2022
    Benefit Street Partners
    Rochester, NY
  • 10/2020 → 02/2022
    Franklin Templeton Financial Services Corp.
    San Mateo, CA
  • 12/2018 → 02/2020
    Broadstone Real Estate
    Rochester, NY
  • 07/2021 → 02/2022
    Legg Mason Investor Services, Llc
    Rochester, NY
  • 04/2022 → Present
    Raymond James & Associates, Inc.
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-02
S63 Uniform Securities Agent State Law Examination 2021-05-20
  • S65 Uniform Investment Adviser Law Examination
    2022-05-02
  • S63 Uniform Securities Agent State Law Examination
    2021-05-20
Other Names
  • Aaron Wolk

View on SEC IAPD

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AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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