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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-30 |
Branch Locations
521 Charcot Ave, Ste 111, San Jose, CA 95131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Campbell | CA | 05/2009 | 06/2018 |
| Various Insurance Carriers For W & R Insurance Agencies | San Jose | CA | 06/2018 | 06/2021 |
| Cheryl Marquez | Campbell | CA | 03/2010 | 06/2018 |
| Marquez & Hsieh, Llc | Campbell | CA | 03/2010 | 06/2018 |
| Morgan Stanley | Cupertino | CA | 06/2018 | 06/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2018 | 06/2021 |
| Rbc Capital Markets, Llc | San Jose | CA | 06/2021 | 04/2026 |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2018 | 06/2021 |
| City National Bank | San Jose | CA | 09/2021 | 04/2026 |
| Lpl Financial | San Jose | CA | 04/2026 | Present |
1. 04/2026 - SageCrest Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 80 Hour(s) During Trading - San Mateo, CA, 94404 - OBA Start Date: 4/30/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-12 |
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