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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-20 |
| CA | RA | APPROVED | 2018-08-28 |
Branch Locations
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
213 S Sierra Ave, Oakdale, CA 95361-4013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Asset Management | Durham | NC | 08/2018 | Present |
| Teacher's Pension & Insurance | Oakdale | CA | 01/2008 | Present |
1) Teacher's Pension and Insurance Services, Inc.; Not investment-related; Oakdale, CA; Insurance agency; Agent; Insurance agent; 01/2008; 160 hours per month; 160 during market hours; Sell insurance and annuity products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-20 |
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