Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-17
WA RA APPROVED 2018-12-07
  • TX RA
    APPROVED
    Since 2018-12-17
  • WA RA
    APPROVED
    Since 2018-12-07

Branch Locations

4002 Tacoma Mall Blvd, Tacoma, WA 98409 • United States

9515 Bridgeport Way Sw, Tacoma, WA 98499 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tacoma WA 03/2005 Present
Bank Of America N.A Tacoma WA 03/2005 Present
Other Businesses

For profit or not for profit: profit Name of outside business organization: Independent Government Contractor Investment related: no Address of business: Ft. Lewis, WA 98374 Position, title, association: Music Director Start date of relationship: Sep/1999 Number of hours devoted: hours per week Number of hours devoted during trading hours: 0 Duties: provide music support for military church services on Sundays I*118165 For profit or not for profit: For-Profit Organization Name of outside business organization: Troy Allison Investment related: N Address of business: Joint Base Lewis-Mchord, Washington 98433 Nature of business: Sole Proprietorship, Position, title, association: Part-Time, Start date of relationship: 9/6/1999 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am a contract musician for the Army. I play the piano and direct the music during Sunday church services. I*134337 For profit or not for profit: For-Profit Organization Name of outside business organization: Troy Allison Investment related: N Address of business: Puyallup, Washington 98374 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 11/3/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I'm a songwriter. I write, record and produce music that is then later released for the public to purchase

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-06
  • S66 Uniform Combined State Law Examination
    2018-12-06
Other Names
  • Troy Allison

View on SEC IAPD

More in Tacoma, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor