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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-17 |
| WA | RA | APPROVED | 2018-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 03/2005 | Present |
| Bank Of America N.A | Tacoma | WA | 03/2005 | Present |
For profit or not for profit: profit Name of outside business organization: Independent Government Contractor Investment related: no Address of business: Ft. Lewis, WA 98374 Position, title, association: Music Director Start date of relationship: Sep/1999 Number of hours devoted: hours per week Number of hours devoted during trading hours: 0 Duties: provide music support for military church services on Sundays I*118165 For profit or not for profit: For-Profit Organization Name of outside business organization: Troy Allison Investment related: N Address of business: Joint Base Lewis-Mchord, Washington 98433 Nature of business: Sole Proprietorship, Position, title, association: Part-Time, Start date of relationship: 9/6/1999 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am a contract musician for the Army. I play the piano and direct the music during Sunday church services. I*134337 For profit or not for profit: For-Profit Organization Name of outside business organization: Troy Allison Investment related: N Address of business: Puyallup, Washington 98374 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 11/3/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I'm a songwriter. I write, record and produce music that is then later released for the public to purchase
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-06 |
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