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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-07 |
| CA | RA | APPROVED | 2022-01-10 |
| TX | RA | APPROVED | 2022-01-10 |
Branch Locations
9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2018 | 09/2019 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2019 | 07/2021 |
| Wake Forest University | Winston-Salem | NC | 08/2013 | 05/2017 |
| Saranac Building Corp. | Pound Ridge | NY | 06/2017 | 11/2017 |
| Ace Hardware | Bedford | NY | 12/2017 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 07/2021 | Present |
| Bank Of America N.A. | Chandler | AZ | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-12 |
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