Craig William Pfau

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 05/2017
  Bpc Advisors
  East Syracuse, NY
• 05/2017 → 03/2019
  Carswell Investments
  East Syracuse, NY
• 10/2017 → 04/2025
  Locust Lane
  Alpharetta, GA
• 02/2021 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → 04/2025
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 04/2025 → 08/2026
  Lpl Financial Llc
  Milton, GA
• 08/2026 → Present
  Arca Wealth, Llc
  Portsmouth, NH

Previous Registrations

• 2024-08-23 → 2025-04-08
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2021-02-25 → 2024-08-23
  Triad Advisors Llc
  Atlanta, GA
  Milton, GA
  Milton, GA
• 2018-10-22 → 2022-12-31
  Locust Lane Partners, Lp
  Milton, GA
• 2018-10-05 → 2019-03-20
  Carswell Investments, Llc
  Milton, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-24
• S63 Uniform Securities Agent State Law Examination
  2005-04-15