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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-04 |
| TX | RA | APPROVED | 2025-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Happy Kids Preschool And Day Care | Daly City | CA | 11/2012 | 11/2017 |
| Jp Morgan Chase Bank, N.A. | San Francisco | CA | 11/2017 | 03/2019 |
| J.P. Morgan Securities Llc | San Francisco | CA | 08/2018 | 03/2019 |
| First Republic Securities Company, Llc | San Francisco | CA | 03/2019 | 09/2023 |
| J.P. Morgan Securities Llc | San Francisco | CA | 09/2023 | 04/2025 |
| J.P. Morgan Securities Llc | San Francisco | CA | 05/2025 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-05 |
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