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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-12 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 09/2018 | 10/2019 |
| Openroad Lending | Fort Worth | TX | 07/2017 | 08/2018 |
| Unemployed Looking For Work | Edmond | OK | 05/2017 | 07/2017 |
| Wayland Baptist University | Plainview | TX | 08/2016 | 05/2017 |
| Ameriprise Financial Services, Inc | Grapevine | TX | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Grapevine | TX | 03/2020 | 08/2024 |
| Fisher Investments | Plano | TX | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-19 |
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