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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-01-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Dublin | OH | 05/2013 | 01/2025 |
| Mml Investors Services, Llc | Dublin | OH | 05/2014 | 01/2025 |
| Lpl Financial Llc | Columbus | OH | 01/2025 | Present |
1 - 12/24/2024/Mishi LLC/Business Entity for Tax/Investment Purposes Only/Columbus, OH, 43221/Time Spent: 2 Hours per month/Non-Investment Related/02/01/2018 2 - 01/07/2025/Olga Strasser/Real Estate Rental/Owner of Real Estate Rental/Time Spent: 1 Hour per month/Investment Related/02/01/2023 3 - 12/24/2024/Olga Strasser/Real Estate Rental/Owner of Real Estate Rental/Time Spent: .5 Hours per month/Investment Related/07/01/2007 4-12/24/2024/Connecting Communities to Care LLC/Business Entity for Tax/Investment Purposes Only/Columbus, OH, 43221/Time Spent: 1 Hour per month/Non-investment related/05/01/2024 5-12/24/2024/Olga Starr (aka Strasser)/Notary/Columbus, OH 43221/Time Spent: .5 Hours per month/Non-investment related/01/01/2005 6-12/24/2024/Simply Work LLC/Business Entity for Tax/Investment Purposes Only/Columbus, OH 43221/Time Spent: 1 hour per month/Non-Investment Related/01/05/2023
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-06-10 |
| S66 | Uniform Combined State Law Examination | 2012-05-17 |
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