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Nicholas William Ott

Edward Jones

Delavan, WI

CRD 7008823

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-17
WI RA APPROVED 2018-11-15
  • TX RA
    APPROVED
    Since 2020-09-17
  • WI RA
    APPROVED
    Since 2018-11-15

Branch Locations

1741 E Geneva St Suite 700, Delavan, WI 53115-2050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2018 Present
Bmo Harris Bank Thiensville WI 01/2017 08/2018
Warhawk Alley Whitewater WI 01/2014 12/2016
Abc Supply Hartland WI 01/2015 12/2016
  • 09/2018 → Present
    Edward Jones
    St Louis, MO
  • 01/2017 → 08/2018
    Bmo Harris Bank
    Thiensville, WI
  • 01/2014 → 12/2016
    Warhawk Alley
    Whitewater, WI
  • 01/2015 → 12/2016
    Abc Supply
    Hartland, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-14
  • S66 Uniform Combined State Law Examination
    2018-11-14

View on SEC IAPD

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