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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-28 |
| CA | RA | APPROVED | 2019-09-27 |
Branch Locations
73130 El Paseo Suite O, Palm Desert, CA 92260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indian Wells | CA | 08/2018 | 09/2019 |
| Banning Unified School District | Banning | CA | 03/2017 | 08/2018 |
| University Of California, Irvine | Irvine | CA | 09/2011 | 12/2016 |
| Unemployed | Cathedral City | CA | 11/2016 | 03/2017 |
| Steve Napolitano For Supervisor | Torrance | CA | 04/2016 | 11/2016 |
| Democratic Party Of Illinois | Northbrook | IL | 06/2016 | 10/2016 |
| Raymond James & Associates, Inc | Palm Desert | CA | 09/2019 | Present |
(1)Name of Business: Alfaro Ventures Address: 51700 Avenida Martinez, La Quinta, CA, 92253, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 06/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investing and managing real estate rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-30 |
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