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Kevin Charles Rohner

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-31
NC RA APPROVED 2025-10-30
  • TX RA
    APPROVED_RES
    Since 2025-10-31
  • NC RA
    APPROVED
    Since 2025-10-30

Branch Locations

9808 Rea Rd, Charlotte, NC 28277 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raycom Media Columbia SC 01/2018 08/2018
The Vanguard Group, Inc. Charlotte NC 09/2018 11/2019
Glory Days Grill Ellicott City MD 05/2017 08/2017
Turf Valley Resort Ellicott City MD 05/2017 08/2017
Howard County Youth Program Ellicott City MD 03/2009 07/2017
University Of South Carolina Columbia SC 08/2014 05/2018
Ubs Financial Services Inc. Charlotte NC 12/2019 10/2025
Wells Fargo Clearing Services, Llc Charlotte NC 10/2025 Present
  • 01/2018 → 08/2018
    Raycom Media
    Columbia, SC
  • 09/2018 → 11/2019
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2017 → 08/2017
    Glory Days Grill
    Ellicott City, MD
  • 05/2017 → 08/2017
    Turf Valley Resort
    Ellicott City, MD
  • 03/2009 → 07/2017
    Howard County Youth Program
    Ellicott City, MD
  • 08/2014 → 05/2018
    University Of South Carolina
    Columbia, SC
  • 12/2019 → 10/2025
    Ubs Financial Services Inc.
    Charlotte, NC
  • 10/2025 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-24
S63 Uniform Securities Agent State Law Examination 2018-10-31
  • S66 Uniform Combined State Law Examination
    2020-01-24
  • S63 Uniform Securities Agent State Law Examination
    2018-10-31
Other Names
  • Kevin Charles Rohner
  • Kevin Rohner

View on SEC IAPD

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