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Daniel Purpura

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Boston, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-04-17
  • CT RA
    APPROVED
    Since 2023-04-17

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Boston MA 10/2014 08/2018
Citizens Bank Boston MA 08/2018 01/2020
Citizens Securities, Inc. Boston MA 10/2018 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 09/2022 Present
Bank Of America Cambridge MA 01/2020 09/2022
  • 10/2014 → 08/2018
    Bank Of America
    Boston, MA
  • 08/2018 → 01/2020
    Citizens Bank
    Boston, MA
  • 10/2018 → 01/2020
    Citizens Securities, Inc.
    Boston, MA
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
  • 01/2020 → 09/2022
    Bank Of America
    Cambridge, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-14
  • S66 Uniform Combined State Law Examination
    2023-04-14
Other Names
  • Daniel A Purpura
  • Danny Purpura

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
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INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
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