Diane C Pedrosa-Sciacca

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 09/2018
  Hsbc Bank Usa
  New York, NY
• 01/2017 → 09/2018
  Hsbc Securities (Usa) Inc
  New York, NY
• 09/2018 → 06/2020
  Hsbc Securities (Usa) Inc.
  New York, NY
• 09/2018 → 06/2020
  Hsbc Bank Usa, N.A.
  New York, NY
• 11/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2020 → 10/2020
  Unemployed
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-11-14
• S63 Uniform Securities Agent State Law Examination
  1998-10-21

Other Names

• Diane Pedrosa
• Diane Clemente Pedrosasciacca
• Diane Clemente Pedrosa-Sciacca