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Demond Darcell Oliver

Cetera Investment Advisers LLC

Bryan, TX

CRD 7008368

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-18
  • TX RA
    APPROVED
    Since 2022-08-18

Branch Locations

Bryan, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Tyler TX 04/2019 12/2020
New York Life Insurance Company Tyler TX 08/2018 04/2019
City Of Bryan Bryan TX 08/1996 08/2018
Cetera Investment Services Llc St Cloud MN 12/2020 Present
Cetera Investment Advisers Llc Bryan TX 08/2022 Present
  • 04/2019 → 12/2020
    Nylife Securities Llc
    Tyler, TX
  • 08/2018 → 04/2019
    New York Life Insurance Company
    Tyler, TX
  • 08/1996 → 08/2018
    City Of Bryan
    Bryan, TX
  • 12/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Bryan, TX
Other Businesses

1) CITY OF BRYAN, ZONING BOARD OF ADJUSTMENT, BOARD MEMBER, REVIEW APPEALS FOR ZONING ORDINANCE VARIATIONS 2) CITY OF BRYAN, CIVIL SERVICE COMMISSION, BOARD MEMBER, REVIEW CIVIL SERVANT COMPLAINTS OR DISCIPLINARY ISSUES 3) FINANCIAL ADVISOR AT FUNDAMENTAL WEALTH ADVISORS; DBA FOR CETERA BUSINESS 4) HOSPICE BRAZOS VALLEY, BOARD MEMBER, GUIDE AND DIRECT THE BUSINESS OF THE HOSPICE ORGANIZATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-15
S63 Uniform Securities Agent State Law Examination 2019-03-27
  • S65 Uniform Investment Adviser Law Examination
    2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    2019-03-27

View on SEC IAPD

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