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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Tyler | TX | 04/2019 | 12/2020 |
| New York Life Insurance Company | Tyler | TX | 08/2018 | 04/2019 |
| City Of Bryan | Bryan | TX | 08/1996 | 08/2018 |
| Cetera Investment Services Llc | St Cloud | MN | 12/2020 | Present |
| Cetera Investment Advisers Llc | Bryan | TX | 08/2022 | Present |
1) CITY OF BRYAN, ZONING BOARD OF ADJUSTMENT, BOARD MEMBER, REVIEW APPEALS FOR ZONING ORDINANCE VARIATIONS 2) CITY OF BRYAN, CIVIL SERVICE COMMISSION, BOARD MEMBER, REVIEW CIVIL SERVANT COMPLAINTS OR DISCIPLINARY ISSUES 3) FINANCIAL ADVISOR AT FUNDAMENTAL WEALTH ADVISORS; DBA FOR CETERA BUSINESS 4) HOSPICE BRAZOS VALLEY, BOARD MEMBER, GUIDE AND DIRECT THE BUSINESS OF THE HOSPICE ORGANIZATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-27 |
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