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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-04-06
  • NC RA
    APPROVED
    Since 2021-04-06

Branch Locations

7615 Colony Rd., Ste. 100, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Charlotte NC 08/2017 10/2018
Wells Fargo & Company Fort Mill SC 06/2017 08/2017
Kimley-Horn & Associates Raleigh NC 01/2017 05/2017
North Carolina State University Raleigh NC 08/2014 05/2018
Axa Advisors, Llc New York NY 10/2018 01/2019
Unemployed Charlotte NC 01/2019 07/2019
Xanthus Capital Managment Charlotte NC 07/2019 10/2020
Avatar Securities, Llc New York NY 11/2020 01/2021
Raymond James Financial Services Inc Charlotte NC 01/2021 Present
Raymond James Financial Services Advisers Chalotte NC 01/2021 Present
  • 08/2017 → 10/2018
    Unemployed
    Charlotte, NC
  • 06/2017 → 08/2017
    Wells Fargo & Company
    Fort Mill, SC
  • 01/2017 → 05/2017
    Kimley-Horn & Associates
    Raleigh, NC
  • 08/2014 → 05/2018
    North Carolina State University
    Raleigh, NC
  • 10/2018 → 01/2019
    Axa Advisors, Llc
    New York, NY
  • 01/2019 → 07/2019
    Unemployed
    Charlotte, NC
  • 07/2019 → 10/2020
    Xanthus Capital Managment
    Charlotte, NC
  • 11/2020 → 01/2021
    Avatar Securities, Llc
    New York, NY
  • 01/2021 → Present
    Raymond James Financial Services Inc
    Charlotte, NC
  • 01/2021 → Present
    Raymond James Financial Services Advisers
    Chalotte, NC
Other Businesses

(1) Name of Business: Gaskin Asset Management Address: 7615 Colony Road, Charlotte, NC, 28226, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I act as a portfolio Manager and Financial Advisor for Gaskin Asset Management, helping manage our discretionary portfolios and assisting with various client needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-29
S63 Uniform Securities Agent State Law Examination 2018-11-02
  • S66 Uniform Combined State Law Examination
    2021-03-29
  • S63 Uniform Securities Agent State Law Examination
    2018-11-02
Designations
Other Names
  • Dennis Rankowitz

View on SEC IAPD

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