Alfonso Bataller Monfort

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-12-16
TX	RA	APPROVED	2022-12-09

FL RA
APPROVED

Since 2022-12-16
TX RA
APPROVED

Since 2022-12-09

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Miami	NY	06/2015	05/2021
Jpmorgan Securities Llc	New York	NY	08/2018	05/2021
J.P. Morgan (Suisse) Sa	Geneva		09/2015	07/2018
J.P. Morgan Securities Llc	Miami	FL	06/2015	Present
Jpmorgan Securities Llc	Miami	FL	06/2021	Present

06/2015 → 05/2021

J.P. Morgan Securities Llc

Miami, NY
08/2018 → 05/2021

Jpmorgan Securities Llc

New York, NY
09/2015 → 07/2018

J.P. Morgan (Suisse) Sa

Geneva
06/2015 → Present

J.P. Morgan Securities Llc

Miami, FL
06/2021 → Present

Jpmorgan Securities Llc

Miami, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-20
S63	Uniform Securities Agent State Law Examination	2018-10-29

S65 Uniform Investment Adviser Law Examination

2025-08-20
S63 Uniform Securities Agent State Law Examination

2018-10-29

Designations

View on SEC IAPD

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