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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-02-23
  • MA RA
    APPROVED
    Since 2015-02-23

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Boston MA 01/2015 Present
Flagship Harbor Advisors, Llc Boston MA 01/2015 Present
Other Businesses

(1) 01/30/2015: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 346 Commercial Street, Boston, MA 02109 - 100% Time Spent (2) 02/24/2015: Flagship Harbor Advisors, LLC - Registered Investment Advisor DBA - DBA: Flagship Harbor Advisors - Investment Related - 346 Commercial Street, Boston, MA 02109 - 100% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in February, 2015. I expect to spend approximately 100% of the time spent per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 02/24/2015: Flagship Harbor Advisors, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) - Investment Related - 346 Commercial Street, Boston, MA 02109 - 50% Time Spent (4) 09/30/2015: Pinnacle - Non-Variable Insurance - Investment Related - 346 Commercial St, Boston, MA 02109 - Started 01/08/2015 - 1 Hr/Mo; 1 Hour During Securities Trading - Agent offering LTC, DIS, Term, VL, Fixed Annuities, Indexed UL,HSA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-20
  • S66 Uniform Combined State Law Examination
    2005-08-20
Other Names
  • Alaeddine Fatemi
  • Alan Alaeddin Fatemi

View on SEC IAPD

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