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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boston | MA | 01/2015 | Present |
| Flagship Harbor Advisors, Llc | Boston | MA | 01/2015 | Present |
(1) 01/30/2015: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 346 Commercial Street, Boston, MA 02109 - 100% Time Spent (2) 02/24/2015: Flagship Harbor Advisors, LLC - Registered Investment Advisor DBA - DBA: Flagship Harbor Advisors - Investment Related - 346 Commercial Street, Boston, MA 02109 - 100% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in February, 2015. I expect to spend approximately 100% of the time spent per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 02/24/2015: Flagship Harbor Advisors, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) - Investment Related - 346 Commercial Street, Boston, MA 02109 - 50% Time Spent (4) 09/30/2015: Pinnacle - Non-Variable Insurance - Investment Related - 346 Commercial St, Boston, MA 02109 - Started 01/08/2015 - 1 Hr/Mo; 1 Hour During Securities Trading - Agent offering LTC, DIS, Term, VL, Fixed Annuities, Indexed UL,HSA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-20 |
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