Charles K Green

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 05/2019
  Marinemax Wrightsville Beach
  Wilmington, NC
• 08/2013 → 07/2018
  University Of North Carolina - Wilmington
  Wilmington, NC
• 03/2019 → 08/2020
  Axa Advisors, Llc
  Raleigh, NC
• 08/2018 → 08/2020
  Equitable Advisors, Llc
  Raleigh, NC
• 09/2020 → 06/2021
  Jpmorgan Chase Bank
  Durham, NC
• 09/2020 → 06/2021
  Jpmorgan Securities Llc
  Durham, NC
• 05/2022 → 07/2022
  Prospera Financial Services
  Dallas, TX
• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 07/2021 → 01/2022
  Tiaa, Fsb
  Charlotte, NC
• 08/2020 → 08/2021
  Campbell University
  Buies Creek, NC
• 01/2022 → 05/2022
  Extended Travel
  Cary, NC
• 10/2022 → Present
  Bank Of America N.A.
  Raleigh, NC

Other Businesses

I*1926318Entity for ProfitName of OBA: Rental Property 1 Address: Wilmington, North Carolina, 28403Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 08/02/2024 No Hours: 1 monthly No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2022-10-25
• S63 Uniform Securities Agent State Law Examination
  2019-03-09

Other Names

• Charles Kent Green
• Charles Green