Joshua David Swartz

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-10-11

GA RA
APPROVED

Since 2024-10-11

Branch Locations

3535 Piedmont Road Ne Bldg. 14-500, Atlanta, GA 30305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Gratus Capital, Llc	Atlanta	GA	08/2018	07/2024
Jph Advisory Group	Atlanta	GA	06/2011	08/2018
The Colony Group	Boston	MA	08/2024	01/2025
Focus Partners Wealth, Llc	St. Louis	MO	01/2025	Present

08/2018 → 07/2024

Gratus Capital, Llc

Atlanta, GA
06/2011 → 08/2018

Jph Advisory Group

Atlanta, GA
08/2024 → 01/2025

The Colony Group

Boston, MA
01/2025 → Present

Focus Partners Wealth, Llc

St. Louis, MO

Previous Registrations

2018-09-14 → 2024-12-02

Gratus Capital, Llc

Atlanta, GA

Atlanta, GA

Employer firm

Current Employers

Focus Partners Wealth, Llc

Disclosures

Employment History

Previous Registrations

Designations

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