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Nicholas Anthony Stinson

Mml Investors Services, LLC

Hamburg, NY

Amherst, NY

CRD 7007936

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-08
TX RA APPROVED_RES 2021-06-30
  • NY RA
    APPROVED
    Since 2021-07-08
  • TX RA
    APPROVED_RES
    Since 2021-06-30

Branch Locations

Hamburg, NY • United States

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tops Friendly Markets Depew NY 07/2014 06/2019
The Source Approach Buffalo NY 01/2018 11/2018
Canisius College Buffalo NY 02/2017 05/2020
Northwestern Mutual Investment Services Llc Williamsville NY 05/2019 05/2021
Northwestern Mutual Wealth Management Company Williamsville NY 09/2020 05/2021
Canisius College Buffalo NY 08/2016 05/2020
Mml Investors Services, Llc Amherst NY 05/2021 Present
Massmutual Life Insurance Co Amherst NY 05/2021 Present
Northwestern Mutual Life Insurance Company Williamsville NY 08/2018 05/2021
  • 07/2014 → 06/2019
    Tops Friendly Markets
    Depew, NY
  • 01/2018 → 11/2018
    The Source Approach
    Buffalo, NY
  • 02/2017 → 05/2020
    Canisius College
    Buffalo, NY
  • 05/2019 → 05/2021
    Northwestern Mutual Investment Services Llc
    Williamsville, NY
  • 09/2020 → 05/2021
    Northwestern Mutual Wealth Management Company
    Williamsville, NY
  • 08/2016 → 05/2020
    Canisius College
    Buffalo, NY
  • 05/2021 → Present
    Amherst, NY
  • 05/2021 → Present
    Massmutual Life Insurance Co
    Amherst, NY
  • 08/2018 → 05/2021
    Northwestern Mutual Life Insurance Company
    Williamsville, NY
Other Businesses

1)Name: Big Fish Advisor aka: Financial Minds, Inv Rel:Y Addr: @ residential address on file, Nature: Social Media Marketing, Position: Co-founder Start:07/01/2021 No Hr/Mo: 10 No Hr/Mo Dur Trading: 5 Duties: General management and oversight of the business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-08
S63 Uniform Securities Agent State Law Examination 2019-06-18
  • S65 Uniform Investment Adviser Law Examination
    2021-07-08
  • S63 Uniform Securities Agent State Law Examination
    2019-06-18
Other Names
  • Nick Stinson

View on SEC IAPD

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