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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2019-03-13
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2019-03-13

Branch Locations

8 Main Street, Southampton, NY 11968-4819 • United States

1285 Avenue Of The Americas 15Th Floor Through 18Th Floor, New York, NY 10019 • United States

Southampton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Js Casting New York NY 09/2015 09/2018
Ubs Financial Services Inc Southampton NY 09/2018 Present
Other Businesses

1) Name of Business: Gloria Dios LLC; Not Investment related; Address: 232 e 2nd st #1c NY, NY 10009; Nature of business: Film & TV Production; Position: Sole proprietor, Video Editor and Producer; Start date: 05/2015; Approx. number of hours/month to other business: 0; Approx. hours devoted to other business during securities trading hours: 0; Duties: Provide video editing and producing for film and TV /// 2) Suzy Zoe LLC, This is an LLC that my mom and dad are partners of. I am assisting in the development and marketing of products including accessories, hats and a breakfast cereal, Southampton United States-11968, marketing and product development, general assistance, start date-7/5/2024. 2) NAME OF OTHER BUSINESS: Hearts to Homes / INVESTMENT RELATED?: N / ADDRESS: 51 Lindbergh Place, Yonkers, New York/ NATURE OF THE BUSINESS: The mission of Hearts to Homes is to assist newly independent young adults who have just aged out of foster care. This alleviates some of the stress during the initial transition by providing the essentials to furnish a new home. Many of these young adults leave foster care with few possessions and no family to help them make this transition. By helping to create a more comfortable living environment, we are able to positively impact the negative statistics of instability, homelessness, incarceration and multi-generational foster care that affect this demographic. Hearts to Homes complements other programs already in existence for foster youth, including job training, mentoring and financial literacy. Hearts to Homes Furnishings, Inc. is a New York-based 501(c)(3) charitable organization. Donations to Hearts to Homes are tax deductible to the extent allowed by law. / POSITION: Member of Board of Directors / DUTIES:I will attend board meetings and oversee operations of this organization. I will also help with raising awareness for the organization in Suffolk County, NY / START DATE: 10/06/22 / HOURS DEVOTED TO BUSINESS:NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-12
  • S66 Uniform Combined State Law Examination
    2019-03-12

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