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Lisa Pacheco

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Santa Fe, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-29
CA RA APPROVED 2018-12-10
  • TX RA
    APPROVED_RES
    Since 2019-03-29
  • CA RA
    APPROVED
    Since 2018-12-10

Branch Locations

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Santa Fe CA 08/2018 Present
Southern California Edison Irwindale CA 09/2016 06/2018
Southern California Edison Irwindale CA 09/2015 09/2016
Bank Of America, N.A. Rancho Santa Fe CA 09/2018 Present
  • 08/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rancho Santa Fe, CA
  • 09/2016 → 06/2018
    Southern California Edison
    Irwindale, CA
  • 09/2015 → 09/2016
    Southern California Edison
    Irwindale, CA
  • 09/2018 → Present
    Bank Of America, N.A.
    Rancho Santa Fe, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-07
  • S66 Uniform Combined State Law Examination
    2018-12-07
Other Names
  • Lisa Ficara

View on SEC IAPD

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Other Offices

MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

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